Whether you're just starting out or a seasoned investor, it's smart to understand fundamental concepts such as asset allocation and how to figure return on your investment. That base will help you evaluate investment products you might encounter—and investment professionals who sell them. Once you've mastered the basics, move on to more advanced concepts and strategies.
A qualified investment professional can help ensure you have the information you need to make intelligent investment decisions. Learn what each type of professional offers to support your financial goals.
Financial products—from bank products to stocks and bonds—are like tools that can help you achieve your financial goals. Learn the features of various types of investments and the ways each can put your money to work.
Learn about the rate of return, asset allocation, diversification and rebalancing your portfolio, as well as the relationship between reward and risk.
At times, investors transfer their securities accounts between broker-dealers. While the process generally runs smoothly for the vast majority of the thousands of accounts transferred each year, there are times when delays occur and investors pose questions.
Learn more about managing your investments, from reading your account statement to employing various investment strategies. If you day trade or have a margin account, be sure you know the accompanying risks and rules.
Brokers, like many of us, move on to new job and career opportunities for a number of reasons. If you're thinking about whether to follow your broker or stay with your current firm, it's a good idea to examine the key issues that will help you make an informed decision.
The International Financial Securities Regulatory Commission was established to promote investor confidence in the securities and capital markets by providing more structure and government oversight.